Overview and Introduction
What will the future bring? Will we be "better
off" or "worse off"? Of course, nobody can answer this question definitively
for a number of reasons:
First, is it even the appropriate question?
(should our concern be merely whether humans are better or worse
off?)
Second, what do we mean by "better off" or "worse
off" (if we have more of every good, including environmental quality,
clearly we're better off, but what if we have more of some things and less
of others--is it easy to know an improved state has occurred?).
For purposes of this course, we will take the traditional definition of
being "better off" that is used in economics: We are better off, if you
get a preferred bundle: If U(X', E') > U(X", E"), where X'>X"
and E'<E" then you are "better off" even though the environment is of
lower quality in the preferred state. Note, however, that this definition
is a Pareto efficiency criteria that can only be aggregated to an aggregate
welfare function, if everybody agrees (though some may feel more or less
strongly about it) that U(X', E') > or equal to U(X", E"). The problems
just begin here:
Environmental preferences are not generally "knowable"
because the dollar metric of economics can have different utility value
to different people (in particular, the poor are generally viewed as having
a greater marginal utility gain from a dollar than the utility loss of
a dollar from the rich...note the ambiguity of even this! GRAPH).
In addition to this problem, the environmental
component of how goods translate into utility is particularly difficult
to know...and many feel that the way valuation is treated understates
environmental values, though there are some cases where overstatement is
theoretically possible.
Moreover, even if we could know environmental
preferences exactly in dollar terms, and even if we felt that the
income distribution was "OK," being the product of the political process,
we are still not out of the woods! There is great variation in environmental
preferences--EC4545 students value it more than most economics majors but
less than most EC3545 environmental studies majors. Students collectively
value it more highly than their parents...ironically, your parents (any
of an age to be in school or of a liberal political bent between, say,
1967 and 1973) were almost certainly more environmentally concerned
and active than you! (They changed...we'll discuss that). But,
with variations in preferences for environmental quality, there will almost
certainly be many people who are made worse off in the preceding example...because
they have high environmental values and low values for ordinary goods.
This is not a problem to the extent that environmental goods are like ordinary
goods (e.g. buying land with clean air on it...at least for a while!),
but many if not most environmental goods are public goods, that
we just "get some amount of" (more on this in class). That means
that even at the apparent social optimum of the economist, about half of
the people will want a less-clean but lower cost world, while many will
want a much nicer world. The preferences of these people must inevitably
be compared somehow (economists use B&C analysis for this). BUT,
economists know they can't in fact make interpersonal utility comparisons
except in dollars! There are seven clear cases where this makes an
important difference,
1) that you will ONLY hear in this class (a colleague
and I are in the process of publishing it) and it remains a problem even
it problem two below were not a problem.
2) is if the $ transfers that could
make everyone better off aren't actually transfered! You are,
in fact, weighting the worth of a person's preferences according
to how much he or she is willing to spend on it (e.g. if people were willing
to pay more for brothels, and access to internet porn sites, than for environmental
goods are such things really better for society? the whole world of other
species? what about "within-environmental good trade-offs"? should
the backpacker use the forest or the snowmobiler? who do you think
would pay the most?; what if future generations are hurt by our choosing
too many ordinary goods and too few environmental goods? They can't
pay, since they aren't even alive yet!).
3) this is a real kicker, following from the preceding--the
necessary transfers are almost never made! So we end up in a world
of Kaldor efficiency; in which we argue that we are better off if we have
projects with B > C, because in principle we can make everybody off with
such projects (since benefits in dollars exceed costs, a transfer of enough
of the benefits can "buy off" the environmentalist). This might
be ok, if the dollar values are accurate, in that it won't matter if there
is no systematic bias against any particular group in society.
BUT, 4) perhaps unfortunately, the vast bulk of
the evidence suggests that environmental quality is a superior good!
This, interestingly, has the unfortunate consequence that when we make
any transfers to the poor from the rich, the "optimal" environmental
quality gets smaller!
6) many policies that aim at getting environmental
preferences use "non-dollar vote" methods. One of those is voting
(e.g. the California Green propositions). Environmental preferences
tend to be skewed for a variety of reasons. The highest environmental
damages are felt by the sickest members of society...all they can do is
for "for," even though the consequences might be death, when the healthy
majority soundly defeats a measure that has small excesses of costs over
benefits to them. Voting fails to reflect intensity of wants.
The very rich are few in number. The tax-strapped great middle class,
who have pressing problems of paying college tuition, making mortgage payments,
etc.don't even want more poverty alleviation for the poor because they
are, due to sheer numbers paying most of that already (and recall the "optimal"
environmental quality would get smaller with the transfers!). Voting
as a mechanism of discovering environmental preferences is rigging the
outcome against the environment, even though some things do amazingly pass
such tests!
7) alternatives to voting with either dollars or
votes are vitally needed! Valuations are only easily in those
handy $ (and you'll see that I'm using "easily" very loosely here!) for
the so-called "use" or "direct use" environmental goods. Indirect
values for many things are clearly a larger portion of the total value
than use values (obviously "swamps," now called wetlands, but the big
categories are: option to use, bequest for future use of relatives, preservation
use for future use of humanity more broadly, and existence value to the
ecosystem). Thus, the "cutting up for dog food, perfume, scrimshaw,
blubber, etc." demands for blue whales are readily measured, but their
existence value...the value of having them share the earth with us, as
the largest mammel is.....a big guess, and as that, no number is taken
very seriously. If every household in America alone thought it was
worth $10 to save something, that's well over a Billion dollars!
That buys a lot of saving!). "Non-use" or "Indirect use" values are
often obtainable by using techniques that have led many economists to conclude
that great upward bias exists there. Such methods are not yet getting
accepted with any frequency in major journals of the profession.
They are read with enthusiasm by the "choir," and are mostly ignored by
policymakers at this time. That may change and we will discuss the
issues.
As mentioned, we will be spending a lot of time
on the many "smaller" sources of bias against the environment in the dollar
valuation issue...but remember that the preceding truly important questions
are completely glossed over by acceptance of a B & C criterion (more
accurately a Net Present Value, NPV, criterion). In other words,
it is a REALLY HARD PROBLEM to know whether we are getting better off or
worse off over time.
Finally, we can never--in a meaningful way--know
what the future will bring for otherwise we don't have to wait for it!
Anybody, whether Doomster or Boomster, who thinks that they know now what
the future will bring is very likely to experience a lot of surprise as
time unfolds!
"Doomsters" Versus "Boomsters"--views of the future
Doomsters such as Paul Ehrlich, Club of Rome, Malthus,
et al. believe that growing income and population will inexorably lead
to greater "throughput" in production, with the direct consequence that
a) we either pollute ourselves to death, or b) we run out of resources.
Doomsters generally are pessimistic about the role of technology in bringing
about a better future. Related beliefs involve continued encroachment
into wilderness areas, species and habitat destruction, and possibly the
more indirect demise for mankind resulting from exceeding the assimilative
capacity of ecosystems that sustain us.
Boomsters such as Julian Simon or Herman Kahn, believe
that growing income increases the demand for environmental quality, while
growing population provides more minds and labor to solve problems as they
arise. Technology is viewed more favorably by boomsters as an additional
mechanism through which we may achieve a better future.
The population-income-environmental quality relationship
is much more complex than most people realize. As is the case with
all
problems, environmental problems are typically worse (though different
in form, with water pollution being relatively more of a problem than air
pollution) in the poorest countries of the world. The long-run predictions
of both doomsters and boomster have been laughingly wrong, particularly
the former.
The "truth" is, of course, somewhere between these
extreme positions (Doomsters recognize obvious improvements in levels of
environmental quality in certain settings, while Boomsters recognize that
mistakes do happen--we have Love Canals, Times Beaches, Bophals, ozone
holes, etc.). It is empirically clear that trends in environmental
quality are definitely mixed; there are cases of definite improvement (U.S.
air quality would be an example). There are cases of definite decay
(the world's fisheries would be an example, although progress is beginning
to be made). There are cases of uncertainty whether a change is good
or bad or whether there has even been a change. We will provide
some examples of these cases as the course progresses. The real question
of interest (one we'll return to at the end of the semester): Is our future
to be characterized as a "one step forward-two steps back" process or is
it a "two steps forward-one step back" process? If the former, the
Doomsters will be fundamentally correct, but if the latter, the Boomsters
will see their views validated by unfolding events. How the seven
big problems, and the many minor ones to come, get treated by policiemakers
who by and large currently fail to recognize their existence!
We've got our work cut out for us.
There is another point to raise at this time.
The Boomsters have gone to considerable effort to make fun of a wide range
of erroneous predictions that have been made by Doomsters over many years--we
will talk about a number of these, including the Simon/Ehrlich bet, during
the semester. However, the Doomsters counter that without their dire
predictions perhaps the changes that "saved the day" would not have occurred.
They argue that their warnings have been vital in bringing about many of
environmental improvements we have seen. However, others are concerned
that many Doomsters have clearly overstated certain dangers (perhaps in
the hopes of gaining more donations--Sierra Club, Greenpeace, etc. are,
after all, businesses that require funding). The concern is
that after repeated "Chicken Little" or "Crying Wolf" warnings (recall
the children's stories), the citizenry may stop listening--just when the
impending danger becomes very real.